Investor Relations

SEC Filings

Form S-3
ALTIMMUNE, INC. filed this Form S-3 on 04/04/2019
Document Outline
Entire Document (561.4 KB)
Subdocument 1 - S-3 - S-3
Page 1 - As filed with the Securities and Exchange Commission on April 4, 2019
Page 2 - CALCULATION OF REGISTRATION FEE
Page 3 - The information in this prospectus is not complete and may be changed. We may not sell these securit
Page 4 - TABLE OF CONTENTS
Page 5 - ABOUT THIS PROSPECTUS
Page 6 - WHERE YOU CAN FIND MORE INFORMATION
Page 7 - SPECIAL NOTE REGARDING FORWARD-LOOKING STATEMENTS
Page 8 - USE OF PROCEEDS
Page 9 - DESCRIPTION OF COMMON STOCK
Page 10 - Terms
Page 11 - Rank
Page 12 - Conversion Rights
Page 13 - DESCRIPTION OF DEPOSITARY SHARES
Page 14 - Voting
Page 15 - Payment of Fees and Expenses
Page 16 - DESCRIPTION OF DEBT SECURITIES
Page 17 - N/A
Page 18 - Merger, Consolidation or Sale
Page 19 - Modification of the Indenture
Page 20 - Redemption of Debt Securities
Page 21 - Global Debt Securities
Page 22 - Governing Law
Page 23 - DESCRIPTION OF WARRANTS
Page 24 - DESCRIPTION OF STOCK PURCHASE CONTRACTS AND STOCK PURCHASE UNITS
Page 25 - N/A
Page 26 - LEGAL MATTERS
Page 27 - Common Stock
Page 28 - PART II
Page 29 - N/A
Page 30 - N/A
Page 31 - EXHIBIT INDEX
Page 32 - SIGNATURES
Subdocument 2 - EX-4.1 - EX-4.1
Page 1 - Exhibit 4.1
Page 2 - CROSS-REFERENCE TABLE
Page 3 - TABLE OF CONTENTS
Page 4 - N/A
Page 5 - N/A
Page 6 - N/A
Page 7 - N/A
Page 8 - Company ), and [ ], a [ ], as Trustee (the Trustee ).
Page 9 - Default means any event that is, or after notice or passage of time or both would be, an Event of De
Page 10 - Securities Act means the Securities Act of 1933, as amended, and the rules and regulations promulgat
Page 11 - N/A
Page 12 - Global Note and, collectively, the Global Notes ), deposited with the Trustee, as custodian for DTC,
Page 13 - Agent Members ) shall have no rights under this Indenture with respect to any Global Note held on th
Page 14 - N/A
Page 15 - Authentication Order ). Such Authentication Order shall specify the principal amount of the Notes to
Page 16 - Authenticating Agent ) reasonably acceptable to the Company to authenticate the Notes. Unless limite
Page 17 - N/A
Page 18 - N/A
Page 19 - N/A
Page 20 - N/A
Page 21 - Section 2.03. The Company shall give prior written notice to the Trustee of the location, and any ch
Page 22 - Event of Default occurs with respect to a series of Notes if:
Page 23 - Bankruptcy Law means Title 11, United States Code, or any similar Federal or state law for the relie
Page 24 - 6.01(a) occurs and is continuing, the Trustee may recover judgment in its own name and as trustee of
Page 25 - N/A
Page 26 - 1.01 and 7.10.
Page 27 - N/A
Page 28 - N/A
Page 29 - legal defeasance option ) or (ii) its obligations under Sections 4.02, 4.03 and 4.04 and the operati
Page 30 - Article 8. It shall apply the deposited money and the money from U.S. Government Obligations either
Page 31 - N/A
Page 32 - Article 9 if the amendment does not adversely affect the rights, duties, liabilities or immunities o
Page 33 - N/A
Page 34 - Affiliate ) shall be disregarded and deemed not to be outstanding, except that, for the purpose of d
Page 35 - N/A
Page 36 - N/A
Page 37 - EXHIBIT A
Page 38 - N/A
Page 39 - 1. Interest
Page 40 - 5. Redemption
Page 41 - 7. Denominations; Transfer; Exchange
Page 42 - 13. Trustee Dealings with the Company
Page 43 - N/A
Page 44 - N/A
Subdocument 3 - EX-5.1 - EX-5.1
Page 1 - Exhibit 5.1
Page 2 - Charter ) and bylaws and applicable provisions of Delaware corporate law, in a manner that does not
Page 3 - N/A
Page 4 - N/A
Subdocument 4 - EX-23.1 - EX-23.1
Page 1 - N/A